...it was for the bank's global securities businesses (particularly US Equities and Swiss Treasury) that I diligently represented resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books....
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...dependent upon your personal needs and what you need to learn to pass. My specialties are FINRA exams (after 276 students and 215 Five-star reviews): SIE 100% pass rate 3 100% pass rate 6 100 % pass rate 7 99.99% pass rate 28 100% pass rate 63 100% pass rate 65 100% pass rate 66 100% pass rate 79 100% pass rate 86 100% pass rate I was a teacher and have extensive successful experience with...
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Our interview process, stringent qualifications, and background screening ensure that only the best Series 28 tutors work with 大象传媒. To assure a successful experience, you're paired with one of these qualified tutors by an expert director - and we stand behind that match with our money-back guarantee.
Receive personally tailored Series 28 lessons from exceptional tutors in a one-on-one setting. We help you connect with the best tutor for your particular needs while offering flexible scheduling to fit your busy life.
Series 28 Tutoring FAQ
Series 28 is a license and exam sought by financial industry professionals. This exam is also commonly called the Financial and Operations Principal Introducing Broker Exam. Individuals who pass this exam become qualified to work as record keepers or operations principles for broker-dealers and securities custodians. Specifically, professionals who have their Series 28 license can begin participating in back office operations and preparing and maintaining their firm's books and record. If you're a financial professional who is interested in this type of work, passing the Series 28 is a prerequisite to finding employment in the industry.
If you're considering taking the Series 28 Exam, you should begin your preparation process by familiarizing yourself with the content and layout of the exam. The test has 95 multiple-choice questions, which are divided into categories based on the job function they represent. Test-takers have two hours to complete all 95 questions and must get at least 69% correct to receive their license. The sections you'll find on the exam are financial reporting, operations and general securities industry regulations, net capital, and customer protection. Within these categories you'll be asked about topics like how to accurately record investment transactions, financial responsibilities, net capital requirements, and the rights of investors under the Securities Investor Protection Act of 1970.
Candidates who are beginning their test preparation process often find it valuable to work with a private Series 28 tutor. If that type of assistance appeals to you, 大象传媒 can help by connecting you with a tutor who fits your needs. You and your tutor will meet online through a virtual learning platform that replicates a face-to-face study session. 大象传媒 can find a Series 28 tutor for you who is also able to meet around your work schedule. This ensures that even busy financial professionals can take advantage of the tutoring process.
Series 28 tutoring is a great option for individuals who value a personalized approach to learning. Tutors are able to take this approach because they work individually with their students. That means your tutor can craft customized lesson plans for you that are based on your existing strengths and needs. You can spend more time covering a topic you don't understand and less time on the information you already feel confident with. Tutoring may be just what you need to have a more effective test preparation process. Contact 大象传媒 today to connect with a Series 28 tutor who can help you today.
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