If you are searching for New York City SIE preparation, 大象传媒 can help you find top-notch instruction that appeals to your learning needs. If you'd like to demonstrate your understanding of the security industry in preparation for a related career, you may be interested in taking the SIE. This exam covers the topics you learned while taking finance and business courses at schools like the City University of New York or Columbia University. Thorough preparation can help you feel more confident as you enter the classroom on the day of the test. Whether you would rather sign up for an online SIE pep course or work alongside a private instructor, you may be able to more thoroughly prepare for the exam by studying with an expert rather than on your own.
What kind of topics can be covered in New York City SIE prep?
The SIE, or Securities Industry Essentials Exam, is administered to professionals in the security industry. While it is not the sole qualifying factor in registration with a FINRA firm or securities business, you do need to pass this test to become registered in the industry. Along with this test, you will also need to take a qualification exam for the type of business you plan to participate in.
The SIE is a multiple-choice test that consists of 75 questions. You will be given an hour and 45 minutes to complete the exam. This introductory-level test aims to assess your grasp of basic security information, including product-related risks, market structures, barred practices, and regulatory agency functions. During New York City SIE prep, you can review more than just the content of the exam, but also the format and expectations. In all there are four sections you will need to be prepared for: Knowledge of Capital Markets; Understanding Products and Their Risks; Understanding Trading, Customer Accounts, and Prohibited Activities; and Overview of Regulatory Framework.
How do the two types of SIE prep compare?
大象传媒 can introduce you to two types of SIE prep: an online New York City SIE prep course and private instruction. While most students choose the option which they find most appealing, others opt to combine the two options together. There are many advantages offered by each service. However, both are led by expert instructors who understand the exam inside and out. Let's take a deeper look at the different benefits offered by each of these options.
Online SIE prep classes offer the structure and collaboration of a traditional classroom environment. When you sign up for a New York City SIE prep class, you can attend virtual sessions through our Live Learning Platform. This interactive platform allows you to engage with your instructor and classmates through video chat while using an online whiteboard. Your class teacher can lead you and your peers in lively debates that can help you build a stronger understanding of municipal fund securities and exchange-traded products, among other concepts. You can freely ask questions during classes to receive instant feedback from your mentor. Should you have any trouble understanding something, your instructor can set aside time with you one-on-one to offer support.
If you prefer one-on-one guidance, we can connect you with a New York City SIE tutor. A personal instructor can provide a fully customized learning experience that is centered solely around your individual needs. Each session revolves entirely around you, allowing you to spend your study time as you see fit. One-on-one instruction can follow a personalized lesson plan that addresses solely the areas of opportunity in which you have the most room to improve. For instance, if you feel confident in your understanding of packaged products, you can focus on defining and identifying risk types. Your mentor can incorporate activities and teaching methods that are geared toward your learning style. Private instruction aims to help you get the most out of the time you have before the test.
How can I get started with New York City SIE prep?
You can enjoy working with an expert whether you choose to take a class or study with a personal mentor. New online classes start up every month, allowing more students to find something that works for their scheduling needs. We can find you a personal tutor in as little as 24 hours. When it comes to preparing for the SIE, you don't have to study entirely on your own. 大象传媒 can help you find excellent New York City SIE prep options that can take your study efforts to a new level. You can get started by contacting our educational consultants, who are eager to help you get started.
Education & Certification
- CUNY Bernard M Baruch College - Masters in Business Administration, Business Administration and Management
- State Certified Teacher
Subject Expertise
- SIE
- CFA
- CPA
- Test Prep
- +18 subjects
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John: New York SIE test prep instructor
...past 4 years. My most relevant experience is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 57
- Series 7
- CFA
- +20 subjects
Education & Certification
- Loyola University Maryland - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- CFP
- Series 7
- Series 63
- +4 subjects
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Sam: New York SIE test prep instructor
...keen to pass on to the next generation of finance professionals. Leadership and Mentoring: Beyond the Classroom My leadership skills are demonstrated through my tenure as the Vice President of NYU's Fintech Society, where I spearheaded a 400% increase in membership. My work with the NYU Investment Analysis Group further honed my skills in market trends and valuation techniques, providing a well-rounded view of the financial landscape. Skills and Tools: Equipping the Modern Finance Student...
Education & Certification
- New York University - Bachelor of Science, Finance
Subject Expertise
- SIE
- CFA
- Technology and Coding
- UK A Level Accounting
- +48 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- Series 65
- CFA
- +14 subjects
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Mary: New York SIE test prep instructor
I am dedicated to creating a supportive and engaging learning environment where students feel confident to excel. My approach is tailored to each learner, breaking down complex ideas into simple, relatable steps. With a focus on building skills and self-assurance, I strive to make every session impactful and enjoyable. Together, we'll turn challenges into achievements.
Education & Certification
- Princeton University - Bachelor, Bachelor of Arts.
- Harvard University - Master's/Graduate, MSc. Mechanical Engineering
- State Certified Teacher
Subject Expertise
- SIE
- PE - Principles and Practice of Engineering - Architectural
- ASHI - American Society of Home Inspectors
- CPIM - Certified in Production and Inventory Management
- +1359 subjects
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Eunpa: New York SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Mathematica
- +43 subjects
Education & Certification
- Columbia University in the City of New York - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- FRM
- PRAXIS
- +96 subjects
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Michelle: New York SIE test prep instructor
...CUNY. Following my graduation, I embarked on a journey in education by providing tutoring services to middle school students, focusing primarily on Mathematics. While I offer tutoring support across a wide spectrum of subjects, my greatest enthusiasm lies in the domains of English and Math. My experience in helping students overcome mathematical challenges has reinforced my belief that a solid foundation in this subject paves the way for their future success, both within and beyond...
Education & Certification
- CUNY Hunter College - Bachelor of Science, Economics
Subject Expertise
- SIE
- Middle School English
- Test Prep
- Elementary School Math
- +18 subjects
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Dennis: New York SIE test prep instructor
...licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 55
- +49 subjects
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Harrison: New York SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 63
- +20 subjects
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Danny: New York SIE test prep instructor
...and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities for test day and make sure you have given 100% to get there. I love to play...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 10
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +11 subjects

Jahlen: New York SIE test prep instructor
...between the material and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- Series 63
- Insurance License
- +1 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- CFA
- Series 63
- FINRA - Financial Industry Regulatory Authority
- +10 subjects

Jorge: New York SIE test prep instructor
...to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 55
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +36 subjects
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John: New York SIE test prep instructor
...and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 9
- Series 4
- Series 10
- +38 subjects

Mary: New York SIE test prep instructor
...entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year experience...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 11
- CAIA Level II
- Series 99
- +109 subjects
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Michael: New York SIE test prep instructor
...more advanced tools such as moving averages, stochastic and market profile. Also, I can impart a trader's mentality outlook, having been a trader in several asset classes. My areas of expertise are the energy complex, crude and heating oil, RBOB gasoline, natural gas in both physical and futures and options. My energy knowledge includes OTC natural gas basis swaps and futures crack, heat and spark spreads. Equities and equity options pricing and quantitative portfolio overlay...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 55
- Series 3
- Series 63
- +14 subjects

Victoria: New York SIE test prep instructor
...have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 52
- Series 6
- Series 66
- +35 subjects

Kim: New York SIE test prep instructor
...those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach as well as someone who studies...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 63
- Insurance License
- Series 79
- +46 subjects