大象传媒 can help you find the right Memphis SIE prep solution for your learning needs. The Securities Industry Essentials (SIE or Essentials) Exam is required for those interested in pursuing a career in the securities industry. You don't have to be associated with a firm to take the SIE, which means you can prepare to take it before you begin working in the field. It may even help you stand out in the application process.
The SIE was designed by the Financial Industry Regulatory Authority (FINRA) to test a candidate's general knowledge about the industry and remove barriers to entering the industry. Once a firm has hired or sponsored you, you will also need to pass the appropriate qualification exam based on your area of specialization. Only after passing the SIE and your qualification exam will you be licensed to sell securities.
What can Memphis SIE prep cover?
SIE prep can cover any component of the SIE examination. Before taking the test, you will need to be familiar with several concepts, including capital markets, various financial products and their associated risks, trading, customer accounts, prohibited activities, and regulatory framework.
There are two SIE prep options which can help you review and prepare for these portions of the SIE: classes and private instruction. Each has unique advantages you'll want to consider before deciding which option is right for your learning needs.
How can a Memphis SIE prep class help me prepare?
A prep class is an excellent option for students who thrive in group settings and want a comprehensive overview of the exam. Your class will offer you clear study guidelines that take the guesswork out of preparing for the SIE.
Each session will be led by an experienced teacher in a convenient digital learning environment. Attending class online saves students time and allows more people to attend, which reduces the cost of professional preparation assistance.
Your teacher will offer direct instruction to the class, which you will be able to see and hear just as if you were sitting in a classroom. Resources can be viewed on your screen via the digital whiteboard, which gives you a front row seat to the instructional material. Your teacher may break the class up into groups or partners so you can work together towards understanding the material. There are opportunities during the sessions to ask questions, and if you need additional clarification or help with a tricky topic, you can request time with the instructor outside of class.
During the course, you may review types of markets, business economic factors, offerings, debt instruments, municipal fund securities, REITs, exchange-traded products, orders and strategies, corporate actions, anti-money laundering, prohibited activities, employee conduct, or any other topic that is covered on the SIE.
How is working with a Memphis SIE tutor different from taking a course?
A Memphis SIE prep course is a group learning experience. When working with a private instructor, the focus is on individualized education. Your sessions will be designed specifically with your learning needs in mind. While you can request a comprehensive overview, most students want to target specific areas during private sessions.
Your instructor can take the time to discover your learning style, academic needs, and areas where you may need to improve. That information can then be used in the creation of your individual lessons. Working with a private instructor allows a greater degree of scheduling flexibility and may be more advantageous for students with hectic personal schedules.
As part of your private study sessions, you can review the differences between monetary and fiscal policy, international economic factors, equity securities, packaged products, direct participation programs, hedge funds, risk types, investment returns, customer account registrations, privacy requirements, registration, reportable events, and any other concept or skill evaluated as part of the SIE.
How can I get started with Memphis SIE prep?
大象传媒 makes it easy to get started with the right Memphis SIE prep to help you maximize your study efforts. Whether you are interested in enrolling in a course or you want to be connected to a skilled personal instructor, the experienced staff at 大象传媒 is standing by to help.
Professional Memphis SIE preparation is a great way to gain an advantage over the competition and to set yourself apart from other applicants to prestigious firms. If you're serious about pursuing a career in the securities field, it's essential to take the initiative and give yourself the support you need to prepare for the SIE. If you're ready to prioritize your study efforts, contact 大象传媒 now to get started today.
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Haazim: Memphis SIE test prep instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 6
- Series 79
- Series 65
- +4 subjects
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Jorge: Memphis SIE test prep instructor
...the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 7
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- +36 subjects
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Roman: Memphis SIE test prep instructor
...Ins, Health Ins, and LTC Ins, and I've passed all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. It's a great field to work in, so whenever I can help someone pass the entry exams, it feels great! My goal as your tutor is simple: To help you pass the exam on the...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- Series 65
- FINRA - Financial Industry Regulatory Authority
- American Council on Exercise (ACE)
- +59 subjects
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Brendan Daniel : Memphis SIE test prep instructor
...foundational block to getting you closer to your goal. I graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students,...
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 39
- +62 subjects
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Jahlen: Memphis SIE test prep instructor
...Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 6
- Insurance License
- +1 subjects
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Brian: Memphis SIE test prep instructor
...Studies with honors. I have a graduate degree from the Stonier Graduate School of Banking as well. I started a financial consulting business while in college then sold it a few years out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 65
- Series 7
- +22 subjects
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Myles: Memphis SIE test prep instructor
...Retirement Planning Counselor and Certified Financial Planner. Because of the study habits I was taught, I was able to pass all exams on my first attempt and in a relatively short time frame. I hope to pass on to more students the study habits that I was blessed to be taught from some of the best in the industry. I have taught on a one-on-one basis, in virtual classes of about 12-15 students, and have...
Education & Certification
- Lamar University - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- Series 7
- +4 subjects
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Krista: Memphis SIE test prep instructor
...University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- CFP
- Series 65
- Series 66
- +18 subjects
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 7
- +24 subjects
Education & Certification
- Tulane University of Louisiana - Bachelor of Economics, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- ACT Writing
- +16 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- CFP
- Series 6
- Series 9
- +24 subjects
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Raman: Memphis SIE test prep instructor
...different than being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At 大象传媒, my vision is to help you achieve your goal of successfully passing the Series 7, Series 63, Series 65, Series 66, State Life & Health Insurance License, the CFP curriculum and the exam, ChFC curriculum and anything related to the finance and financial services...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- Series 63
- Insurance License
- Series 6
- +25 subjects
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Scot: Memphis SIE test prep instructor
...became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 4
- Series 22
- Series 24
- +12 subjects
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Ben: Memphis SIE test prep instructor
...and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of achievement and meaning...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- History
- +45 subjects
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Jacquelyn: Memphis SIE test prep instructor
...on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform well to obtain professional licenses, it represents how well you were dedicated, coached, trained, and developed during the process. My experience working one-on-one, in small and large groups has proved to be successful. I look forward to becoming your...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- ARM - Associate in Risk Management
- International Sports Sciences Association
- Series 7
- +18 subjects
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Jennifer: Memphis SIE test prep instructor
...were preparing for SAT. Most recently, I obtained the SIE, series 7, and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world examples...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 86
- Series 66
- +18 subjects
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Daniel: Memphis SIE test prep instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- CLU - Chartered Life Underwriter
- CMA - Certified Management Accountant
- ChFC - Chartered Financial Consultant
- +25 subjects
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Edward: Memphis SIE test prep instructor
A 25 plus year veteran of the Financial Services industry. I have been involved with advising and counselling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I am a former youth and high school basketball coach, youth and high school football coach.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Insurance License
- Series 6
- Series 66
- +24 subjects
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Ryan : Memphis SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Essay Editing
- Introduction to Fiction
- +12 subjects
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Robin: Memphis SIE test prep instructor
...a professor and my hands on experience in the investment world has allowed me to engage with students at various stages of their educational journeys, tailoring my approach to suit their unique needs. I hold an MBA from Stetson University and a B.A. from the University of British Columbia. I tutor subjects related to finance, business, and preparation for FINRA certifications (Series 6, 7, 63, 65 and 66). My teaching philosophy revolves around fostering critical...
Education & Certification
- University of British Columbia - Bachelor in Arts, Psychology
- Daytona State College - Associate in Arts, Accounting
- Stetson University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 6
- +23 subjects